Job Description

Junior Business Analyst - Hybrid - Charlotte, NC Location: Charlotte, NC | Employment Type: Hybrid | Posted: 3 weeks ago The Internal Controls Testing Associate will determine compliance with the Internal Controls Management Policy and Standard through monitoring and testing or other assessment methods. The right candidate will be an individual contributor that performs independent testing/validation of controls and provides review and challenge of testing performed in the First Line of Defense.

WHAT WILL YOU DO?

Coordinate the implementation and execution of the Technology Control and Monitoring Testing program. Implement and continuously improve an enhanced operating model for independent control activities that meets organizational standards. Contribute to the technology risk/control framework and assessment program to ensure alignment with industry risks, trends, new technologies and changes in regulatory requirements. Manage IT risk advisory engagements, including conducting meetings with control owners, performing control tests, and analyzing and communicating results. Create and manage control evaluation coverage plans and metrics, including testing approach, scoping/sampling, and determining the testing procedures and scripts to be used. Provide a holistic review and challenge of control assessments. Perform risk‑based testing activities that independently evaluate the design and effectiveness of controls. Maintain high attention to detail in identifying, aggregating, and communicating issues and control gaps to appropriate stakeholders. Display interpersonal and negotiation skills to articulate results, conclusions, and memos of control testing activities to key stakeholders. Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance standards. Continuously develop domain subject‑matter expertise in control evaluation activities. Contribute to ad‑hoc assignments and special projects. Execute control assessment activities, such as review and challenge of controls testing.

WHAT DO YOU NEED TO SUCCEED?

Must‑Have: Bachelor’s Degree. Minimum 3 years of experience in the financial services industry, with at least 2 years in an operational risk management, internal audit, or compliance role focused on internal control monitoring and testing. Professional qualifications such as CPA, CISSP, CISM, CISA, or CRISC are a plus. Understanding of IT Control Frameworks such as COBIT, ITIL, NIST, and COSO. Business knowledge of financial services and controls testing. Understanding of Risk Management/Operational Risk Management and internal controls testing methodology. Ability to handle complexity and ambiguity. Proven track record building strong relationships across multiple business functions. Ability to deal effectively with conflict. Ability to work independently and in a matrix environment. Primary skill: MS Visio. #J-18808-Ljbffr The Dignify Solutions, LLC

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